Legal entities and regulators

“Kepler Cheuvreux” brand refers to branches, affiliates and subsidiaries of Kepler Cheuvreux.

Kepler Capital Markets Inc. operates under trade name Kepler Cheuvreux North America and is a member of FINRA and SIPC.

Kepler Corporate Finance is the brand name for the Corporate and Investment Banking division of Kepler Cheuvreux S.A.

Legal organization of affiliates and subsidiaries are listed below.

Europe

Amsterdam
Kepler Cheuvreux Benelux
Johannes Vermeerstraat 9
1071 DK Amsterdam
+31 20 573 06 66

Brussels
Kepler Cheuvreux Benelux
Rogier Tower
Place Rogier 11
1210 Brussels, Belgium
+32 11 491460

Frankfurt
Kepler Cheuvreux Germany
Taunusanlage 19
60325 Frankfurt
+49 69 756960

Geneva
Kepler Cheuvreux (Suisse)
Route de Crassier 11
1262 – Eysins
Switzerland
+41 22361 5151

London
Kepler Cheuvreux United Kingdom
5th Floor,
95 Gresham Street,
London EC2V 7NA
+44 20 7621 5100

Madrid
Kepler Cheuvreux Espana
Alcala 95
28009 Madrid
+3491 4365100

Milan
Kepler Cheuvreux Italia
Via Cornaggia, 10
20123 Milano, Italy
+39 02 855 07 1

Oslo
Kepler Cheuvreux Norway
Filipstad Brygge 1
1441 Oslo
+47 23 13 9080

Paris
Kepler Cheuvreux
112 Avenue Kleber
75016 Paris
+33 1 53653500

Stockholm
Kepler Cheuvreux Sweden
Malmskillnadsgatan 23
105 34 Stockholm
+468 723 5100

Vienna
Kepler Cheuvreux Vienna
Schottenring 16/2
Vienna 1010
+43 1 537 124 147

Zurich
Kepler Cheuvreux (Switzerland)
Stadelhoferstrasse 22
Postfach
8024 Zurich
+41 433336666

North America

New York*
Kepler Capital Markets, Inc.
Tower 49, 12 East 49th Street, Floor 36
New York NY 10017, USA
+1 212-710-7600

*Important Disclosure Concerning Broker Dealers in the United States

Regulators

The term “KEPLER CHEUVREUX” shall, unless the context otherwise requires, mean each of Kepler Cheuvreux and its affiliates, subsidiaries and related companies (see below):

Location, Regulator (Abbreviation)

> Kepler Cheuvreux S.A. – France, Autorité des Marchés Financiers (AMF)
> Kepler Cheuvreux, Sucursal en España, Comisión Nacional del Mercado de Valores (CNMV)
> Kepler Cheuvreux, Frankfurt branch, Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin)
> Kepler Cheuvreux, Milan branch, Commissione Nazionale per le Società e la Borsa (CONSOB)
> Kepler Cheuvreux, Amsterdam branch, Autoriteit Financiële Markten (AFM)

> Kepler Cheuvreux (Suisse), Zurich branch, Swiss Financial Market Supervisory Authority (FINMA)
> Kepler Capital Markets, Inc., Financial Industry Regulatory Authority (FINRA)
> Kepler Cheuvreux, London branch, Financial Conduct Authority (FCA)
> Kepler Cheuvreux, Vienna branch, Austrian Financial Services Authority (FMA)
> Kepler Cheuvreux, Stockholm branch, Finansinspektionen (FI)
> Kepler Cheuvreux, Oslo branch, Finanstilsynet (NFSA)

KEPLER CHEUVREUX is authorised and regulated by both Autorité de Contrôle Prudentiel and Autorité des Marchés Financiers.

For further information relating to research recommendations and conflict of interest management please refer to the Legal & compliance page.