Legal & Compliance
Legal
- General terms and conditions of business 2022 (English)
- General terms and conditions of business 2022 (French)
- Website legal notice
Compliance
- Legal entities and regulators
- Research important disclaimer
- Execution policy (English / French)
- Client claims (English / French)
- Conflict of interest (English / French)
- Research history and potential conflict of interest disclosure
- SEC rule 606 reporting
- North American trade confirms
- Global Data Protection Regulation (English / French)
- MiFID II – RTS 27
- MiFID II – RTS 28
- MiFID II – Costs and charges
- Client Information Notice on the Federal Act on Financial Services (FinSA) (English / French)
- Prospectus Directive – use of third-party prospectuses