Legal & Compliance

Legal

> General terms and conditions of business 2020 (English)
> General terms and conditions of business 2020 (French)
> Website legal notice

 

Compliance

> Legal entities and regulators
> Research important disclaimer
> Execution policy (English / French)
> Client claims (English / French)
> Conflict of interest (English / French)
> Research history and potential conflict of interest disclosure
> SEC rule 606 reporting
> North American trade confirms
> Global Data Protection Regulation (English / French)
> MiFID II – RTS 28
> MiFID II – Costs and charges